Graduate Course Descriptions

The following directory lists the graduate courses which the University expects to offer, although the University in no way guarantees that all such courses will be offered in any given academic year, and reserves the right to alter the list if conditions warrant. Click on the links below for a list of courses in that subject area. You may then click “View Classes” to see scheduled classes for individual courses.

5680. Securities Law

3.00 credits

Prerequisites: Open only to MBA students, others with consent.

Grading Basis: Graded

Examines U.S. federal securities law, the Securities and Exchange Commission and other regulatory bodies to provide knowledge of the rules and institutions of securities regulation as well as related policy issues and strategic considerations by market participants. Emphasis on the legal and ethical responsibilities of corporate managers and executives, accountants, underwriters, and broker-dealers, and on the global and transnational aspects of securities transactions. The Securities Act of 1933, the Securities Exchange Act of 1934, and reforms implemented by the Sarbanes-Oxley Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act are covered.

Last Refreshed: 19-JAN-22 AM
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Term Class Number Campus Instruction Mode Instructor Section Session Schedule Enrollment Location Credits Grading Basis Notes
Fall 2021 16344 Hartford Distance Learning Hudspeth, Stephen R12 Reg Tu 6:00pm‑9:00pm
18/40 3.00 Graded